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Senior and Vulnerable Investors: What You Need to Know about the Law and Diminished Capacity


Hosted by Thomson Reuters

A webinar designed for counsel and compliance officers on rules and regulatory guidance in an environment that expects firms to detect and prevent and requires firms to report suspected or actual financial exploitation or abuse of specified clients, including seniors or vulnerable adults and individuals with diminished capacity.

This webinar will assist practitioners who are preparing policies, procedures, and training materials to assist firms and associated persons in complying with the new rules.

NO CLE credit is provided for ON DEMAND viewing.

To view, please complete and submit the registration form.


Thomas Mierswa, Jr. , Esq., Morgan Stanley

Maurice Preter, MD, Psychiatry, Neuropsychiatry, Neurology, private practice, New York

Richard C. Szuch , Esq., Bressler, Amery & Ross
Practical Law provides practical, up-to-date resources across all major practice areas to help lawyers in law firms and in-house legal departments get up to speed quickly, save time and protect the bottom line.

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