Senior and Vulnerable Investors: What You Need to Know about the Law and Diminished Capacity
Date: Thursday, June 14, 2018
Time: 9:00 a.m. — 10:15 a.m. EDT
Hosted by Thomson Reuters
Please Join Us...
A webinar designed for counsel and compliance officers on rules and regulatory guidance in an environment that expects firms to detect and prevent and requires firms to report suspected or actual financial exploitation or abuse of specified clients, including seniors or vulnerable adults and individuals with diminished capacity.
This webinar will assist practitioners who are preparing policies, procedures, and training materials to assist firms and associated persons in complying with the new rules.
A short Q&A session will follow. Reserve your spot today!
This Practical Law webinar is anticipated to receive 60 minutes of CLE credit. CLE credit will not be offered in the following states: KY, IA, NM, and UT
To attend the event complete and submit the registration form.
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