Senior and Vulnerable Investors: What You Need to Know about the Law and Diminished Capacity
Hosted by Thomson Reuters
A webinar designed for counsel and compliance officers on rules and regulatory guidance in an environment that expects firms to detect and prevent and requires firms to report suspected or actual financial exploitation or abuse of specified clients, including seniors or vulnerable adults and individuals with diminished capacity.
This webinar will assist practitioners who are preparing policies, procedures, and training materials to assist firms and associated persons in complying with the new rules.
NO CLE credit is provided for ON DEMAND viewing.
To view, please complete and submit the registration form.
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